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FNCE 4440: Financial Ethics

Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.

Credits
1
Offered
Spring 2027, Fall 2026
Campuses
Hartford, Stamford
Requirements
BLAW 3175 or BADM 3720; open only to business majors of junior or higher status.
Plan FNCE 4440 in HuskyScheduler

Spring 2027 sections

Taught by Geoffrey Vanderpal.

SectionTypeMeetsInstructorCampusRoomSeats
701LECTBATBAHartfordOnline16 of 20 open
801LECTBAGeoffrey VanderpalStamfordOnline1 of 25 open

Seats as of Nov 12, 2026. HuskyScheduler shows live seats when you search.

Fall 2026 sections

Taught by Geoffrey Vanderpal.

SectionTypeMeetsInstructorCampusRoomSeats
701LECTBATBAHartfordOnline10 of 20 open
801LECTBAGeoffrey VanderpalStamfordOnline1 of 20 open

Seats as of Nov 12, 2026. HuskyScheduler shows live seats when you search.

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