FNCE 4440: Financial Ethics
Provides an understanding of the importance of ethics in the finance profession. The focus is on the concept that capital markets operate on trust; topic coverage includes professionalism and integrity of the capital markets, duties to clients and employers, investment analysis and recommendations, and conflicts of interest.
- Credits
- 1
- Offered
- Spring 2027, Fall 2026
- Campuses
- Hartford, Stamford
- Requirements
- BLAW 3175 or BADM 3720; open only to business majors of junior or higher status.
Spring 2027 sections
Taught by Geoffrey Vanderpal.
| Section | Type | Meets | Instructor | Campus | Room | Seats |
|---|---|---|---|---|---|---|
| 701 | LEC | TBA | TBA | Hartford | Online | 16 of 20 open |
| 801 | LEC | TBA | Geoffrey Vanderpal | Stamford | Online | 1 of 25 open |
Seats as of Nov 12, 2026. HuskyScheduler shows live seats when you search.
Fall 2026 sections
Taught by Geoffrey Vanderpal.
| Section | Type | Meets | Instructor | Campus | Room | Seats |
|---|---|---|---|---|---|---|
| 701 | LEC | TBA | TBA | Hartford | Online | 10 of 20 open |
| 801 | LEC | TBA | Geoffrey Vanderpal | Stamford | Online | 1 of 20 open |
Seats as of Nov 12, 2026. HuskyScheduler shows live seats when you search.